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This document notifies the SEC about the proposed rule change by ICE Clear Credit LLC regarding Parts 45 and 43 SDR Reporting Requirements for Off-Facility CDS-Clearing Related Swaps, related to compliance
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain a copy of Form 19b-4 from the appropriate regulatory body or website.
02
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to submit rule changes or proposed amendments to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other regulatory bodies must file Form 19b-4 when proposing changes to their governance or operational rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide detailed information about the proposed rule change, including the text of the rule, a description of the change, the purpose of the change, and any pertinent analyses or supporting documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and allow for public comment on proposed changes to the rules and regulations governing self-regulatory organizations.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the specific rule amendment or proposal, a description of the impact of the change, any relevant performance metrics, and the rationale for the proposed change.
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