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FINANCIAL WEST INVESTMENT GROUP, INC. APPENDIX A Addition of Fee Based Account Broker Code: Account Number Account Name Please complete the section below that applies to the program selected by you

How to fill out advisory agreement- master agreement

How to fill out advisory agreement- master agreement?

1. Start by carefully reading the advisory agreement- master agreement document. Make sure you understand all the terms and clauses mentioned.
2. Fill in the names and contact information of both parties involved in the agreement, including the advisory firm and the client.
3. Specify the purpose and scope of the advisory services to be provided. Clearly outline the responsibilities and obligations of both parties.
4. Include details about the fee structure and payment terms. Specify the amount and frequency of payments, as well as any additional expenses that may be incurred.
5. Define the duration of the agreement. Clearly state the start and end dates, or the circumstances under which the agreement can be terminated.
6. Include provisions for confidentiality and non-disclosure. Ensure that any sensitive information shared during the advisory relationship is protected.
7. Address any potential conflicts of interest and establish guidelines for their resolution. This will help maintain transparency and trust between both parties.
8. Specify the governing law and jurisdiction applicable to the agreement.
9. Include any additional clauses or provisions that are relevant to your specific agreement. This may include dispute resolution mechanisms, indemnification clauses, or any other relevant terms.
10. Review the completed advisory agreement- master agreement with both parties involved. Make any necessary revisions and ensure all parties are in agreement before signing and dating the document.

Who needs advisory agreement- master agreement?

1. Financial advisory firms that provide professional services to clients.
2. Individuals or businesses seeking professional financial advice and guidance.
3. Clients who wish to establish a formal agreement that outlines the terms and conditions of the advisory relationship.
4. Investors or stakeholders who require a comprehensive understanding of the advisory services they are receiving.
5. Regulatory bodies or legal entities that require documentation of the advisory relationship for compliance purposes.

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What is advisory agreement- master agreement?

The advisory agreement- master agreement is a contract that outlines the relationship between an advisor and a client, detailing the services to be provided and the terms of the agreement.

Who is required to file advisory agreement- master agreement?

Advisors and clients who enter into an advisory agreement- master agreement are required to file the document.

How to fill out advisory agreement- master agreement?

To fill out an advisory agreement- master agreement, both parties must provide all relevant information, sign the document, and keep a copy for their records.

What is the purpose of advisory agreement- master agreement?

The purpose of an advisory agreement- master agreement is to clearly define the roles, responsibilities, and expectations of both parties in the advisory relationship.

What information must be reported on advisory agreement- master agreement?

The advisory agreement- master agreement must include details about the services to be provided, fees, termination clauses, and any other relevant terms and conditions.