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Get the free COC for Insider Trading - Avance Technologies Ltd. - avance

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CODE OF PRACTICES AND PROCEDURES FOR FAIR DISCLOSURE OF UNPUBLISHED PRICE SENSITIVE INFORMATION Advance Technologies Limited Red. Off: D×603, Crystal Plaza Premises Cooperative Society Limited, Opp
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How to fill out coc for insider trading

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How to fill out COC for insider trading:

01
Obtain the necessary forms: Start by obtaining the specific COC (Code of Conduct) form for insider trading from your organization or regulatory body. This form may vary depending on your jurisdiction and the specific requirements for reporting insider trading.
02
Familiarize yourself with the instructions: Read through the instructions provided with the COC form to understand the requirements and guidelines for filling it out. This will help ensure that you provide all the necessary information and meet the reporting criteria.
03
Provide personal details: Begin by filling out your personal details accurately and completely in the designated sections of the form. This may include your full name, contact information, position held, and any other relevant information requested.
04
Describe the alleged incident: Clearly explain the details of the alleged insider trading incident in the provided space. Be as specific and detailed as possible, including the date, time, location, individuals involved (if known), and any supporting evidence or documentation you may have.
05
Provide any witnesses or additional information: If there were any witnesses to the alleged incident or if there is any additional information that can support your claim, ensure to include it in the appropriate sections. This may include the names, contact information, and statements of witnesses or any relevant documents supporting your case.
06
Sign and date the form: Once you have completed filling out the COC form for insider trading, carefully review the information to ensure its accuracy. After reviewing, sign and date the form in the designated area, acknowledging that the information provided is true and accurate to the best of your knowledge.

Who needs COC for insider trading?

Individuals involved in or having knowledge of potential insider trading activities may need to fill out a COC form for insider trading. This typically includes employees, contractors, agents, or any authorized individuals who work in or are associated with organizations or industries where insider trading may occur. Additionally, regulatory bodies or law enforcement agencies may require individuals who suspect or witness insider trading to fill out a COC form to initiate an investigation or enforcement action. The necessity for a COC for insider trading depends on the specific laws and regulations in each jurisdiction, as well as the policies and procedures established by individual organizations.
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The COC for insider trading refers to a Code of Conduct that outlines the rules and regulations regarding trading of securities by individuals who have access to non-public information.
Any individual who has access to non-public information and is involved in trading securities is required to comply with the COC for insider trading.
To fill out the COC for insider trading, individuals must provide accurate information about their trading activities and ensure compliance with all regulations.
The purpose of the COC for insider trading is to prevent the illegal use of non-public information for personal gain and to ensure fair and transparent trading practices.
The COC for insider trading typically requires individuals to report their trading activities, disclose any non-public information they possess, and adhere to guidelines for ethical trading practices.
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2015 1956 Andheri CIN Mumbai avancetechnologiesltdgmail L51900MH1985PLC035210 infoavance Regd SEBI KMP D-603 6th notional SocLtd Flr Mumbai-400053 Rupee INE758A01049 ontract Companys ISIN preclearance intimation delisting ntracts ghts Shareholding ri cler

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