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This document serves as a supplementary questionnaire to be completed for solicitors seeking professional indemnity insurance, especially regarding their financial services activities and obligations.

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How to fill out solicitors professional indemnity 201314

How to fill out Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire

01

Begin with the title of the questionnaire: 'Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire'.

02

Fill in your law firm's name and contact information at the top of the form.

03

Provide details regarding your firm's regulatory status, including compliance with applicable regulations.

04

Outline the types of financial services your firm offers to clients, such as investment advice or financial planning.

05

Indicate any relevant professional memberships or affiliations that may pertain to your service offerings.

06

Specify the proportion of your firm's revenue derived from financial services.

07

If applicable, detail any claims made against your firm regarding financial services in the past, including dates and outcomes.

08

Include any risk management processes your firm has implemented for providing financial services.

09

Review the completed questionnaire for accuracy before submission.

10

Submit the questionnaire by the designated deadline.

Who needs Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

01

Any solicitors or law firms that provide or intend to provide financial services as part of their practice.

02

Firms seeking to maintain professional indemnity insurance that covers financial services-related risks.

03

Practitioners who wish to comply with regulatory requirements pertaining to financial advisory services.

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What is Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

The Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire is a document that solicitors in the UK must complete to provide details regarding their financial services activities for the purpose of professional indemnity insurance.

Who is required to file Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

Solicitors who provide certain financial services as part of their legal practice are required to file the Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire.

How to fill out Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

To fill out the Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire, solicitors must gather financial data related to their services, complete each section accurately, and submit it according to their governing body's instructions.

What is the purpose of Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

The purpose of the questionnaire is to assess the risk related to the solicitors' provision of financial services and to ensure compliance with professional indemnity insurance requirements.

What information must be reported on Solicitors Professional Indemnity 2013/14 Supplementary Financial Services Questionnaire?

Solicitors must report information including their financial services activities, the amount of business generated from these services, claims history, and any relevant financial details that could impact their risk profile.

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