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This document outlines a proposed rule change by the Chicago Mercantile Exchange, Inc. to add one series of Credit Default Index Swaps available for clearing under the Securities Exchange Act of 1934.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a submission form used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as national securities exchanges and associations are required to file Form 19b-4 when proposing changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must complete sections detailing the proposed rule change, including its text, purpose, and the impact on the SRO's members and marketplace. The form must also include a statement of statutory basis and may require supporting documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with detailed information about proposed rule changes by SROs to ensure compliance with applicable laws and regulations, and to allow for public comment and review.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, the reasons for the change, any potential impact on market participants, and whether the proposed rule changes would impose any burden on competition.
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