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This document outlines a proposed rule change by the Chicago Mercantile Exchange to establish certain fee programs for OTC Interest Rate Swap clearing offerings.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing required by the U.S. Securities and Exchange Commission (SEC) which is used by self-regulatory organizations (SROs) to propose rule changes.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other entities responsible for overseeing market activities are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, an entity must provide details about the proposed rule change, including the rationale, text of the proposed rule, and any potential impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes by SROs are submitted to the SEC for review and approval to maintain compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed text of the rule, the reasons for the proposal, analysis of its impact, and responses to any previous comments or critiques regarding the proposed changes.
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