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This document is the annual report of Caterpillar Financial Services Corporation for the fiscal year ended December 31, 2009, filed with the SEC. It includes financial statements, management's discussion

How to fill out form 10-k

How to fill out FORM 10-K

1. Start with the cover page, including the registrant's name, the fiscal year-end, and contact information.
2. Complete the table of contents to help navigate the document easily.
3. In Item 1, provide a business overview including the main operations and segment information.
4. For Item 1A, disclose risk factors that could impact the company’s performance.
5. In Item 1B, include additional information about the business that may not fit in previous sections.
6. In Item 2, summarize properties owned or leased by the company.
7. In Item 3, disclose legal proceedings that may have a significant impact on the company.
8. In Item 4, provide information on mine safety disclosures if applicable.
9. Move to Item 5 to discuss market risk and quantify exposure to market uncertainties.
10. In Item 6, include selected financial data for the past five years.
11. Complete Item 7 with management's discussion and analysis of financial condition and results of operations.
12. Item 7A should cover quantitative and qualitative disclosures about market risk.
13. For Item 8, provide the audited financial statements including balance sheet, income statement, and cash flow statement.
14. In Item 9, discuss changes in and disagreements with accountants on accounting and financial disclosure.
15. Complete the subsequent items (10-15) with information on directors, executive compensation, and beneficial ownership.
16. Review and finalize the document ensuring all sections are filled accurately.
17. File the completed FORM 10-K electronically with the SEC.

Who needs FORM 10-K?

1. Publicly traded companies that are required to file annual reports with the Securities and Exchange Commission (SEC).
2. Investors looking for comprehensive information about a company's financials and operations.
3. Regulators and analysts who monitor financial compliance and performance of public companies.

People Also Ask about

What is the Form 10-K?

Schedules” requires a list of the financial statements and exhibits included as part of the Form 10-K. Many exhibits are required, including documents such as the company's bylaws, copies of its material contracts, and a list of the company's subsidiaries.

Who is required to file Form 10-K?

Some companies will even use their 10-K as their annual report to shareholders. It's also important to remember 10-Ks are written by the companies. While the SEC monitors the filings, they don't come from a completely objective, outside perspective.

What is Form 10-K used for?

What is a 10-K form? Every publicly traded company is required to file financial reports with the Securities and Exchange Commission, or the SEC. The SEC Form 10-K offers a comprehensive snapshot of the company's financial health throughout the year, almost like an annual report for the business numbers.

For pdfFiller’s FAQs

What is FORM 10-K?

FORM 10-K is a comprehensive report filed annually by publicly traded companies to the Securities and Exchange Commission (SEC) that provides a detailed overview of a company's financial performance, including its business operations, financial statements, and risk factors.

Who is required to file FORM 10-K?

All publicly traded companies in the United States that are required to register under the Securities Exchange Act of 1934 must file FORM 10-K. This includes large companies and those with significant assets or shareholder numbers.

How to fill out FORM 10-K?

To fill out FORM 10-K, companies must gather financial data, business information, and disclose risk factors, management discussion, and analysis. The form must be completed following SEC guidelines and filed electronically using the SEC's EDGAR system.

What is the purpose of FORM 10-K?

The purpose of FORM 10-K is to provide shareholders and the SEC with a comprehensive overview of a company's financial performance and its operations over the past year, helping investors make informed decisions.

What information must be reported on FORM 10-K?

FORM 10-K must include a range of information including financial statements, management's discussion and analysis (MD&A), risk factors, business description, properties, legal proceedings, and executive compensation, among other disclosures.