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OMB APPROVAL OMB Number: 32350049 February 28, 2011, Expires: Estimated Average burden Hours per response..........4.07 FORM ADV Uniform Application for Investment Adviser Registration Part II Page
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Individuals or organizations who believe they meet the criteria outlined in the final rule exemption and want to request an exemption.
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Individuals or organizations that qualify for certain exemptions based on their industry, nature of operations, or specific statutory provisions.
Remember, it is important to consult with a legal or regulatory expert if you have any doubts or questions regarding the final rule exemption process. They can provide guidance and ensure that you are filling out the form correctly and meeting all the necessary requirements.
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Final rule exemption is for certain entities to request an exemption from certain provisions of a final rule.
Entities that meet the criteria outlined in the final rule and wish to request an exemption.
The final rule exemption form must be filled out with accurate information and submitted to the appropriate regulatory agency.
The purpose of final rule exemption is to allow certain entities to request an exemption from specific provisions of a final rule.
The final rule exemption form must include relevant details about the entity requesting the exemption and the provisions of the final rule from which they are seeking exemption.
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