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This form is intended for issuers to make notifications regarding transactions executed by directors or persons discharging managerial responsibilities as required by the Market Abuse Rules and Companies
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How to fill out notification of transactions of
How to fill out Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
01
Obtain the Notification of Transactions form from the company's governance or compliance department.
02
Fill in the date of the transaction at the top of the form.
03
Provide the name of the director or person discharging managerial responsibility involved in the transaction.
04
Specify the nature of the transaction (e.g., purchase, sale, transfer).
05
Indicate the number of shares or amount of securities involved in the transaction.
06
State the price at which the transaction occurred.
07
Include any additional relevant details, such as the context of the transaction.
08
Sign and date the form to verify the information provided.
09
Submit the completed form to the appropriate regulatory authority or internal compliance team within the specified timeframe.
Who needs Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
01
Directors of the company.
02
Persons discharging managerial responsibility.
03
Connected persons, including family members of the above.
04
Companies with publicly traded securities that must disclose transaction details.
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People Also Ask about
What is a PDMR notification?
A PDMR of an issuer, and persons closely associated (PCAs) with them, are required to notify the FCA, and the issuer, of every transaction that has been conducted on their own account relating to the shares or debt instruments, derivatives, or other financial instruments linked to that issuer.
What is a PDMR transaction?
The PDMR transactions register contains data about persons discharging managerial responsibilities and the transactions that they and persons closely associated with them have performed in shares and debt instruments issued by the issuer and other related financial instruments.
What is the PDMR threshold?
This PDMR reporting rule applies only if the total sum of PDMR transactions exceeds the threshold predefined by the national regulator. By default, this threshold is 5000 EUR per calendar year but can be raised to 20000 EUR as it has been in Spain, for example.
What does "person discharging managerial responsibilities" mean?
What does Person discharging managerial responsibility or PDMR mean? In summary (in the context of the UK market abuse regime) (i) a director of an issuer or (ii) a senior employee of an issuer who has regular access to inside information and the power to make managerial decisions.
What is a PDMR in PCA?
Persons Closely Associated (PCAs) are individuals who have a relationship with a Person Discharging Managerial Responsibilities (PDMR).
What is the meaning of PDMR in FCA?
Person discharging managerial responsibilities (PDMR)
What are the PDMR disclosure rules?
PDMR disclosure requirements are a set of obligations that ensure transparency regarding the trading activities of PDMRs and their PCAs. These requirements are designed to prevent market abuse and maintain investor confidence.
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What is Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
It is a formal disclosure that requires directors, persons discharging managerial responsibility, and connected persons to notify relevant authorities about certain financial transactions involving their own shares or those of the company.
Who is required to file Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
Directors, persons discharging managerial responsibilities, and individuals closely associated with them, such as family members and businesses they control, are required to file this notification.
How to fill out Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The notification should be filled out by providing details such as the name of the director, the nature of the transaction, the date of the transaction, and the number of shares traded, along with the price and any other relevant information.
What is the purpose of Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The purpose of this notification is to promote transparency and prevent insider trading by ensuring that key stakeholders disclose their transactions to the market.
What information must be reported on Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The report must include the name of the person involved, the nature and date of the transaction, the number of shares or financial instruments concerned, and the price at which the transaction occurred, along with any relevant details regarding the transaction.
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