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This document outlines a proposed rule change by the American Stock Exchange to identify additional option classes for the Penny Quoting Pilot Program under the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other entities that regulate trading are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must complete sections detailing the proposed rule change, including the text of the rule change, the reason for the change, and supporting materials as required by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC about proposed changes to trading rules and to seek approval for these changes to ensure compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the proposed rule text, a statement of the purpose behind the rule change, an analysis of the expected impact of the change, and any relevant data or studies.
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