Get the free CONTINUING DISCLOSURE CERTIFICATE - Santa Clarita Water
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CONTINUING DISCLOSURE CERTIFICATE
This Continuing Disclosure Certificate (the Disclosure Certificate) is executed and
delivered by the Captain Lake
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How to fill out continuing disclosure certificate
How to fill out a continuing disclosure certificate:
01
Begin by obtaining the necessary form. The continuing disclosure certificate is typically provided by the issuer or obligated person of a municipal security. Contact the appropriate authority to request the form.
02
Read the instructions carefully. The continuing disclosure certificate may come with specific guidelines and requirements. Take the time to understand what information needs to be disclosed and how it should be presented.
03
Provide the basic details. Fill in the required fields with accurate and up-to-date information about the issuer or obligated person, including name, address, and contact information.
04
Disclose any material events. A continuing disclosure certificate is used to report certain material events that have occurred since the last filing or are ongoing. Examples of material events may include payment delinquencies, bond calls, or significant financial difficulties. Provide the necessary details for each event as instructed.
05
Include financial information. In some cases, the continuing disclosure certificate may require the submission of financial statements or other financial information. Ensure that all financial data is accurate and reliable.
06
Sign and date the certificate. Once you have completed all the necessary sections, carefully review the information provided and sign and date the document as required. This signifies that the information disclosed is accurate to the best of your knowledge.
Who needs a continuing disclosure certificate?
A continuing disclosure certificate is typically required for issuers or obligated persons of municipal securities. Municipal securities are bonds or other debt instruments issued by a state, city, or other governmental entity. These certificates ensure transparency and provide information to investors about any material events or changes that may impact the value or repayment of the securities. Issuers must file the continuing disclosure certificate in compliance with regulatory requirements set by the Municipal Securities Rulemaking Board (MSRB) and the Securities and Exchange Commission (SEC).
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What is continuing disclosure certificate?
A continuing disclosure certificate is a document filed by issuers of municipal securities to provide ongoing information to investors after the initial bond issuance.
Who is required to file continuing disclosure certificate?
Issuers of municipal securities are required to file continuing disclosure certificate.
How to fill out continuing disclosure certificate?
Continuing disclosure certificate can be filled out by providing relevant information such as financial statements, operating data, and material event disclosures.
What is the purpose of continuing disclosure certificate?
The purpose of continuing disclosure certificate is to provide transparency and ongoing information to investors in the municipal securities market.
What information must be reported on continuing disclosure certificate?
Information such as financial statements, material events, operating data, and any other relevant information must be reported on continuing disclosure certificate.
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