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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15’d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March
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Individual Investors: US Securities and Exchange is relevant for individual investors who wish to invest in securities, such as stocks, bonds, or mutual funds. It provides regulations and oversight to protect the interests of investors and maintain fair and efficient markets.
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Public Companies: Public companies that trade their securities on stock exchanges or are required to register their securities with the Securities and Exchange Commission (SEC) need to comply with the regulations enforced by the US Securities and Exchange.
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The U.S. Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies and individuals who issue securities, such as stocks and bonds, are required to file with the SEC.
Filing with the SEC can be done electronically through the SEC's EDGAR system. Forms and instructions can be found on the SEC's website.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Information such as financial statements, management discussion and analysis, and information on executive compensation must be reported on SEC filings.
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