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Safety of Customer Assets at Apex Clearing Corporation
Apex Clearing Corporation (Apex) is fully committed to principles of safety and soundness. We run
our business with a sound capital structure
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What is safety of customer assets?
Safety of customer assets refers to the protection and security measures in place to safeguard customer funds and investments.
Who is required to file safety of customer assets?
Financial institutions such as banks, credit unions, and broker-dealers are required to file safety of customer assets.
How to fill out safety of customer assets?
Safety of customer assets is typically filled out by submitting a report detailing the security measures and safeguards in place to protect customer funds and investments.
What is the purpose of safety of customer assets?
The purpose of safety of customer assets is to ensure that customer funds and investments are protected from theft, fraud, and other risks.
What information must be reported on safety of customer assets?
Information such as the security protocols, insurance coverage, and risk management strategies must be reported on safety of customer assets.
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