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This document outlines the terms and conditions under which a sponsoring participant can grant its sponsored clients access to services provided by BATS Trading Limited. It includes details on responsibilities,
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How to fill out sponsored access addendum
How to fill out SPONSORED ACCESS ADDENDUM
01
Obtain the SPONSORED ACCESS ADDENDUM form from the relevant authority or organization.
02
Read all instructions carefully before starting.
03
Fill out your personal details in the designated sections including name, address, and contact information.
04
Provide information about the sponsor, including their name, address, and contact details.
05
Clearly indicate the purpose of the sponsorship and any relevant dates.
06
Include any additional documentation required to support your application.
07
Review all information for accuracy and completeness.
08
Sign and date the form where required.
09
Submit the form as per the guidelines provided, whether it’s via mail or electronically.
Who needs SPONSORED ACCESS ADDENDUM?
01
Individuals or entities seeking financial support or resources from sponsors.
02
Organizations that provide sponsorships and need to formalize the terms of access.
03
Anyone involved in activities that require formal approval for sponsored access.
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What is SPONSORED ACCESS ADDENDUM?
The Sponsored Access Addendum is a document that outlines the terms and conditions under which a broker-dealer provides access to its trading infrastructure for clients, allowing them to trade directly on exchanges.
Who is required to file SPONSORED ACCESS ADDENDUM?
Entities that offer sponsored access to their trading platforms, including broker-dealers and financial institutions, are required to file the Sponsored Access Addendum.
How to fill out SPONSORED ACCESS ADDENDUM?
To fill out the Sponsored Access Addendum, the filing entity must provide detailed information about the access they are granting, including the identities of sponsored users, the nature of the services provided, and any risk controls in place.
What is the purpose of SPONSORED ACCESS ADDENDUM?
The purpose of the Sponsored Access Addendum is to ensure compliance with regulatory requirements and to define the responsibilities and liabilities of both the broker-dealer and the clients using the sponsored access.
What information must be reported on SPONSORED ACCESS ADDENDUM?
The information that must be reported includes the names of the sponsored clients, the types of access provided, transaction limits, risk management protocols, and any relevant contractual agreements.
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