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This document serves to inform members of BATS Exchange, Inc. about proposed amendments to the User Agreement, including requirements for executing a new data agreement and outlining objection procedures
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How to fill out bzx regulatory circular 13-002
How to fill out BZX Regulatory Circular 13-002
01
Obtain the BZX Regulatory Circular 13-002 document from the official BZX website or regulatory portal.
02
Read the introduction to understand the purpose and importance of the circular.
03
Go through the sections of the circular to identify the specific information required to complete the form.
04
Fill in your organization's details such as name, address, and other relevant information.
05
Provide specific data as requested in the circular, ensuring accuracy and completeness.
06
Review the filled-out form for any errors or omissions.
07
Submit the completed form according to the submission guidelines outlined in the regulatory circular.
Who needs BZX Regulatory Circular 13-002?
01
All market participants trading on BZX, including brokers, dealers, and other financial institutions that engage in activities regulated under this circular.
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What is BZX Regulatory Circular 13-002?
BZX Regulatory Circular 13-002 is a regulatory document issued by the BZX Exchange that outlines specific reporting requirements for certain activities conducted by members of the exchange.
Who is required to file BZX Regulatory Circular 13-002?
Members of the BZX Exchange who engage in specific activities as outlined in the circular are required to file BZX Regulatory Circular 13-002.
How to fill out BZX Regulatory Circular 13-002?
To fill out BZX Regulatory Circular 13-002, members should follow the instructions provided in the circular regarding the format and specific information needed, along with deadlines for submission.
What is the purpose of BZX Regulatory Circular 13-002?
The purpose of BZX Regulatory Circular 13-002 is to ensure transparency and compliance with regulatory standards among BZX members by requiring them to report pertinent information about their trading activities.
What information must be reported on BZX Regulatory Circular 13-002?
The information that must be reported on BZX Regulatory Circular 13-002 includes details about specific trades, transaction-related data, and any other information requested by the regulatory authorities as specified in the circular.
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