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This document outlines the proposed amendments to Rule 11.8, eliminating the requirement for Competitive Liquidity Providers to maintain information barriers between their operations and other business
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to propose changes to their rules or to adopt new rules that may affect the trading practices within financial markets.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges or other entities that are regulated by the SEC are required to file Form 19b-4 whenever they propose to make changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing detailed information regarding the proposed rule change, including the text of the new or amended rule, a description of the purpose and basis for the change, and any relevant supporting documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight in the rule-making process of self-regulatory organizations, allowing the SEC and the public to evaluate the implications of proposed changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the name of the SRO, the proposed rule text, descriptions of the rule's purpose, its impact on the market, and any relevant statutory or regulatory basis.
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