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Name: Fillable Online Notice of Filing of a Proposed Rule Change to Amend and Restate the Amended and Restated By-Laws of BATS Y-Exchange, Inc. Fax Email Print - pdfFiller
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The document outlines a proposal by BATS Y-Exchange, Inc. to amend and restate its by-laws, detailing changes related to the composition of the Board of Directors and procedures for filling vacancies.

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How to fill out sr-byx-2013-013

How to fill out SR-BYX-2013-013

01

Begin by downloading the SR-BYX-2013-013 form from the appropriate regulatory website.

02

Carefully read the instructions provided with the form.

03

Fill out the top section with your name, contact information, and date.

04

Complete the section that pertains to the subject of the filing, ensuring all necessary details are included.

05

Attach any required supporting documentation or evidence as specified in the instructions.

06

Review the form for completeness and accuracy before submission.

07

Submit the form electronically or via mail, following the submission guidelines provided.

Who needs SR-BYX-2013-013?

01

Individuals or entities involved in trading or investment activities that require regulatory reporting.

02

Compliance officers needing to fulfill regulatory obligations related to market activities.

03

Anyone looking to report specific transaction details as mandated by regulations.

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What is SR-BYX-2013-013?

SR-BYX-2013-013 is a filing submitted to the SEC by the BYX exchange, detailing changes to its rules or operations.

Who is required to file SR-BYX-2013-013?

Registered exchanges and self-regulatory organizations that propose rule changes are required to file SR-BYX-2013-013.

How to fill out SR-BYX-2013-013?

To fill out SR-BYX-2013-013, one must provide the necessary details about the proposed rule change, rationale, and any supporting information as specified by the SEC guidelines.

What is the purpose of SR-BYX-2013-013?

The purpose of SR-BYX-2013-013 is to inform the SEC and the public about proposed changes to the trading rules of the BYX exchange.

What information must be reported on SR-BYX-2013-013?

The information that must be reported includes the nature of the proposed changes, their impact on the market, and any relevant data supporting the proposed rule changes.

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