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This document is a proposed rule change to make a technical amendment to the SPY position limit pilot program and representation regarding the timing of submission of the pilot report.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to propose rule changes to the SEC under the Securities Exchange Act.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other market centers are required to file Form 19b-4 when they wish to change their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed descriptions of the proposed rule changes, the rationale behind them, any compliance with applicable laws or regulations, and a filing fee as specified by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow SROs to seek approval from the SEC for changes to their rules, ensuring that such changes are in the public interest and consistent with the securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, the reasons for the change, the impact on members and the public, and any comments received during the solicitation process.
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