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This document outlines a proposed rule change related to the fee schedule applicable to Members and non-members of the BATS Exchange, including modifications to the Quoting Incentive Program and the
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Who needs SR-BATS-2011-046?
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Individuals or entities involved in transactions that require reporting to the relevant authority.
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Businesses seeking compliance with regulatory requirements related to trading activities.
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Organizations that are engaged in financial activities that fall under the jurisdiction of the SR-BATS.
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What is SR-BATS-2011-046?
SR-BATS-2011-046 is a filing related to a specific regulatory requirement set by the BATS Exchange, typically involving matters of trading or market regulation.
Who is required to file SR-BATS-2011-046?
Entities engaged in trading on the BATS Exchange may be required to file SR-BATS-2011-046, including broker-dealers and market participants.
How to fill out SR-BATS-2011-046?
To fill out SR-BATS-2011-046, participants need to provide accurate trading data and adhere to the specific format and guidelines outlined in the filing instructions.
What is the purpose of SR-BATS-2011-046?
The purpose of SR-BATS-2011-046 is to ensure compliance with trading rules and regulations, enhancing market transparency and integrity.
What information must be reported on SR-BATS-2011-046?
SR-BATS-2011-046 requires the reporting of trading data, transaction details, and any relevant compliance information as specified by the BATS Exchange.
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