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This document outlines the proposal by BATS Y-Exchange, Inc. to amend Rule 11.18 related to the Limit Up-Limit Down Plan designed to address extraordinary market volatility under the Securities Exchange
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and national securities associations are required to file Form 19b-4.
How to fill out Form 19b-4?
Form 19b-4 should be filled out by providing information about the proposed rule changes, including details on the rationale behind the changes and any supporting data. Specific sections of the form must be completed as instructed, including the description of the proposed rule, impact assessment, and any related documents.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC of proposed changes to the rules of self-regulatory organizations and to allow for public comment and review of these changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, the purpose of the rule change, a statement of the statutory basis, and any other relevant information necessary for the SEC's evaluation.
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