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This document outlines a proposed rule change by BATS Exchange to delay the operative date of a rule change to BATS Rule 11.18, concerning when to halt trading due to extraordinary market volatility,
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How to fill out sr-bats-2013-010
How to fill out SR-BATS-2013-010
01
Obtain a copy of the SR-BATS-2013-010 form from the regulatory website.
02
Start with the header section, filling in your organization’s name and contact information properly.
03
Complete the 'Submission Date' field by entering the date you are submitting the form.
04
Provide detailed information in the body of the form, ensuring all required fields are filled out accurately.
05
If applicable, include any supporting documents as indicated in the form instructions.
06
Review the entire form for completeness and accuracy before submission.
07
Submit the form electronically or by mail as per the instructions provided on the form.
Who needs SR-BATS-2013-010?
01
Organizations operating in the trading industry that need to report specific transactions.
02
Compliance departments ensuring adherence to regulatory requirements.
03
Regulatory bodies tasked with monitoring trading activities and compliance.
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What is SR-BATS-2013-010?
SR-BATS-2013-010 is a regulatory filing used by the BATS Exchange to report certain trading activity and compliance information as part of its operational procedures.
Who is required to file SR-BATS-2013-010?
Members of the BATS Exchange that engage in trading activities are required to file SR-BATS-2013-010 as part of their compliance obligations.
How to fill out SR-BATS-2013-010?
To fill out SR-BATS-2013-010, filers must follow the specific format and guidelines provided by the BATS Exchange, ensuring all required fields are completed accurately.
What is the purpose of SR-BATS-2013-010?
The purpose of SR-BATS-2013-010 is to provide regulatory oversight and ensure compliance with trading rules and regulations, helping maintain market integrity.
What information must be reported on SR-BATS-2013-010?
SR-BATS-2013-010 must report information related to trading activity, including the date, time, volume, and type of securities traded, as well as any relevant compliance data.
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