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This document discusses proposed amendments to the fee schedule of BATS Exchange, Inc., detailing changes to customer rebates and other pricing structures related to options trading.
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How to fill out sr-bats-2012-020
How to fill out SR-BATS-2012-020
01
Obtain the SR-BATS-2012-020 form from the regulatory website or your broker.
02
Read the instructions carefully to understand the purpose of the form.
03
Fill in your personal information in the designated sections, including your name, address, and contact details.
04
Provide relevant account information, including account numbers and security details as required.
05
Complete any sections regarding disclosures or transaction details as instructed.
06
Review the form for accuracy and ensure all required fields are filled in.
07
Sign and date the form in the appropriate section.
08
Submit the completed form to the designated authority or your broker, following their submission guidelines.
Who needs SR-BATS-2012-020?
01
Investors participating in the BATS Exchange trading activities.
02
Broker-dealers required to report specific transaction information.
03
Regulatory bodies needing to monitor trading activities.
04
Compliance officers ensuring adherence to trading regulations.
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What is SR-BATS-2012-020?
SR-BATS-2012-020 is a proposal submitted to the SEC by the BATS Exchange regarding modifications to its rules concerning order types and trading procedures.
Who is required to file SR-BATS-2012-020?
Entities that operate trading platforms, such as exchanges or alternative trading systems, that fall under the regulations imposed by the SEC are required to file SR-BATS-2012-020.
How to fill out SR-BATS-2012-020?
To fill out SR-BATS-2012-020, filers must provide detailed information about the proposed rule changes, including the rationale behind them, related compliance considerations, and the proposed text of the amendments.
What is the purpose of SR-BATS-2012-020?
The purpose of SR-BATS-2012-020 is to enhance market efficiency and transparency by updating order types and trading practices on the BATS Exchange.
What information must be reported on SR-BATS-2012-020?
Information that must be reported includes specific details about the proposed rule change, its impact on market participants, analysis of how the change aligns with existing regulations, and anticipated benefits for the marketplace.
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