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This document provides a notice for BATS Y-Exchange, Inc. regarding the delay of the operative date for certain rule changes related to trading halts due to extraordinary market volatility.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant regulatory authority or website.
02
Read the instructions carefully to ensure you understand what is required.
03
Fill in your personal information at the top of the form, including your name, address, and contact information.
04
Provide the required details about the entity that the form is being submitted for, if applicable.
05
Complete all relevant sections, ensuring that you provide accurate and truthful information.
06
Double-check all entries for any errors or omissions.
07
Sign and date the form in the designated area.
08
Submit the completed form along with any required attachments to the appropriate address.
Who needs Form 19b-4?
01
Individuals or entities engaging in activities regulated under the jurisdiction requiring Form 19b-4.
02
Organizations that are subject to reporting requirements specified by regulatory authorities.
03
Compliance professionals who need to submit necessary documentation for regulatory purposes.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to propose changes to their rules and regulations.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other trading platforms, are required to file Form 19b-4.
How to fill out Form 19b-4?
Form 19b-4 must be completed by providing details of the proposed rule change, including the text of the proposed change, the rationale for it, and any potential impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight in the proposed rule changes of SROs, allowing the SEC to review and approve such changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, the reason for the change, its anticipated impact, and any relevant supporting documentation.
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