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This document serves to announce the outsourcing of back-office functions by Eurex Trading Members, detailing the responsibilities, compliance, and contact information regarding the outsourcing arrangements.

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How to fill out announcement of outsourcing of

How to fill out Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)

01

Read the guidelines provided by Eurex regarding the announcement.

02

Gather all necessary information regarding the back-office functions to be outsourced.

03

Fill out the template with the required details, including names of service providers and specifics of the outsourced functions.

04

Include the effective date of outsourcing and any relevant operational changes.

05

Review the completed form for accuracy and completeness.

06

Submit the announcement to the appropriate Eurex regulatory body or contact person.

Who needs Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

01

Eurex Trading Members (NCMs) who are planning to outsource their back-office functions.

02

Compliance officers ensuring adherence to regulatory requirements.

03

Management looking to streamline operations and improve efficiency.

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What is Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

The Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs) is a formal notification regarding the delegation of specific back-office operations to third-party service providers by Eurex trading members.

Who is required to file Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

Eurex trading members that plan to outsource their back-office functions are required to file the Announcement of Outsourcing of Back-Office Functions.

How to fill out Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

To fill out the Announcement, members need to provide details such as the nature of the outsourced functions, the third-party provider's information, and any relevant compliance documentation.

What is the purpose of Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

The purpose of the Announcement is to ensure transparency, maintain regulatory compliance, and assess operational risk associated with outsourcing to third-party providers.

What information must be reported on Announcement of Outsourcing of Back-Office Functions of Eurex Trading Members (NCMs)?

The information that must be reported includes the description of outsourced functions, details about the service provider, risk assessments, and any other relevant compliance measures.

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