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Management 401.01 Sec. # 21985 Business Internship Spring, 2015 4:00pm6:40pm EBA 345 1.INSTRUCTOR:Michael L. SloanEmail:Sloan mail.SDSU.voice Messages:8584499419Office Hours Tues. 10:00am10:45am Weds.

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What is management 401?

Management 401 refers to the form filed with the Securities and Exchange Commission (SEC) by institutional investment managers.

Who is required to file management 401?

Institutional investment managers with over $100 million in assets under management are required to file management 401.

How to fill out management 401?

Management 401 can be filled out electronically using the SEC's EDGAR system.

What is the purpose of management 401?

The purpose of management 401 is to provide transparency into the holdings and activities of institutional investment managers.

What information must be reported on management 401?

Management 401 requires reporting of the manager's portfolio holdings, trading activity, and other relevant information.