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This document serves as a cover sheet for submissions to the Municipal Securities Rulemaking Board in compliance with SEC Rule 15c2-12, detailing the issuer and bond information.

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How to fill out rule 15c2-12 filing cover

How to fill out RULE 15c2-12 FILING COVER SHEET

01

Obtain the RULE 15c2-12 FILING COVER SHEET template from the SEC or appropriate website.

02

Fill in the basic information such as the issuer's name, CUSIP number, and tax identification number.

03

Provide details on the type of securities being offered.

04

Indicate the date of the event or filing that requires the disclosure.

05

Include contact information for the person responsible for the filing.

06

Review all information for accuracy and completeness.

07

Sign and date the form as required.

08

Submit the filing according to SEC guidelines, ensuring that all necessary attachments are included.

Who needs RULE 15c2-12 FILING COVER SHEET?

01

Municipal securities issuers who are required to provide ongoing disclosure.

02

Underwriters involved in the issuance of municipal securities.

03

Investors seeking transparency from municipal bond offerings.

04

Financial advisors working with issuers of municipal securities.

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What is RULE 15c2-12 FILING COVER SHEET?

The RULE 15c2-12 FILING COVER SHEET is a document required by the U.S. Securities and Exchange Commission (SEC) for the disclosure of certain information related to municipal securities. It serves as a cover sheet for submissions regarding continuing disclosure obligations under Rule 15c2-12.

Who is required to file RULE 15c2-12 FILING COVER SHEET?

Entities such as municipal issuers, underwriters, and other obligated persons are required to file the RULE 15c2-12 FILING COVER SHEET when they are submitting continuing disclosure information concerning municipal securities.

How to fill out RULE 15c2-12 FILING COVER SHEET?

To fill out the RULE 15c2-12 FILING COVER SHEET, the filer must provide information such as the issuer's name, security type, CUSIP number, the date of the filing, description of the event or information being reported, and any other relevant details regarding the continuing disclosure.

What is the purpose of RULE 15c2-12 FILING COVER SHEET?

The purpose of the RULE 15c2-12 FILING COVER SHEET is to ensure that investors are provided with timely and accurate information regarding changes that may affect the value of municipal securities, thereby promoting transparency in the municipal securities market.

What information must be reported on RULE 15c2-12 FILING COVER SHEET?

Information that must be reported on the RULE 15c2-12 FILING COVER SHEET includes the name of the issuer, the CUSIP number of the securities, the type of filing (event-based or annual), a brief description of the event or information being disclosed, and the date of the filing.

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