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Appendix H UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0361 Expires: March 31, 2013, Estimated average burden hours per response. . . . .

907. S1. F3.2. C1. B1. D1. C.I.L.S.F.02.15. S05. L001. R011. S1. E1. A001. S4. H. B1. -20- Nominal Value: 50.00 Actual Valuation: 5.99 Form ADV-E is a Certificate of Accounting documenting the account of client securities at the end of the fiscal year and a statement of total asset holdings for the reporting period. O.R.C. 20 CFR Part 205: This form is intended to describe the form and manner in which the accounting and financial statements of a registered investment adviser will be prepared, and the reasons for the statement of total asset holdings and the statements of account. The form may serve as a summary of those documents. It also may serve as a reference to other records of the investment adviser. A copy of the form may be obtained from the Commission by writing to the Investor Registration and Examination Center, Federal Deposit Insurance Corporation, One Commerce Plaza, 15th Floor, Pittsburgh, PA 15213, or by telephone at or. This form is in addition to the investor disclosure forms required by this title of this part, and all documents filed in connection with the registration of the investment adviser. This form should be used as one of many tools to obtain copies of the records maintained by the investment adviser. If the adviser intends to establish a client trust, it is appropriate to have the account book and records in the name of the client trust and as set forth in the instructions in T.D., Rule 201(c)-6(b)(2); if the adviser intends to establish a brokerage, it is appropriate to have the account book and records in that brokerage name and as set forth in the instructions in T.D., Rule 201(c)-6(b)(3). Form ADV -E is made available at no charge to the public for each reporting period to all persons other than the investment adviser or the fiduciary under whose direction, control or supervision the financial statements of the investment adviser are prepared. The public is not entitled to receive the copies of financial statements prepared by the accountant, however, the copy obtained by the public also includes those records kept by the auditor when they prepare any financial statements.

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Rule IA 3221 form is a document used to report certain financial information to the relevant authorities.

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Entities or individuals who meet the criteria specified by the relevant authorities are required to file Rule IA 3221 form.

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To fill out Rule IA 3221 form, you need to provide the requested financial information in the designated sections of the form.

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The purpose of Rule IA 3221 form is to gather and report financial information to ensure regulatory compliance and transparency.

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Rule IA 3221 form requires reporting of specific financial details such as income, expenses, assets, and liabilities.

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