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This document outlines the proposed rule changes related to the acquisition of the Kansas City Board of Trade Clearing Corporation by the Chicago Mercantile Exchange Inc.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to propose changes to their rules, which must be submitted to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges, are required to file Form 19b-4 when they are proposing rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, an organization should provide detailed descriptions of the proposed rule changes, the purpose of those changes, and comply with the SEC's requirements for format and content.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow SROs to seek approval for changes to their rules, ensuring that the SEC can assess the implications of those changes for market regulation and investor protection.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, the basis for the proposal, economic impact, and any comments received during the consultation process.
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