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To rule text in place of providing it in Item I and which may otherwise be more easily readable if provided separately from Form 19b-4. The Notice section of this Form 19b-4 must comply with the guidelines for publication in the Federal Register as well as any requirements for electronic filing as published by the Commission if applicable. Date 03/30/2012 By Timothy Elliott Name NOTE Clicking the button at right will digitally sign and lock this ...
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing submitted to the Securities and Exchange Commission (SEC) by self-regulatory organizations (SROs) to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other trading platforms, are required to file Form 19b-4 when proposing rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule change, including the text of the proposed rule, the purpose of the change, and the anticipated impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of changes to SRO rules, allowing the SEC to review and assess their compliance with the Securities Exchange Act.
What information must be reported on Form 19b-4?
Form 19b-4 requires information such as the full text of the proposed rule change, a statement of the basis and purpose of the change, and any relevant supporting data or analysis.
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