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This document outlines a proposed rule change regarding the valuation of securities on deposit with CME Clearing, including adjustments for accrued interest to align with industry practices.
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by exchange-traded funds (ETFs) and other entities to register a new product or proposed rule change with the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Exchanges that wish to propose rule changes or introduce new products, such as new listings of securities or changes in the trading rules, are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, one must provide details about the proposed rule change, including the context, rationale, and any relevant data to support the proposal. Specific sections of the form must be carefully completed as outlined in the filing instructions provided by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to notify the SEC of proposed changes in trading rules and products, ensuring compliance with regulatory requirements and promoting transparency in the exchange markets.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the nature of the proposed rule change, the reasons for the change, how it will affect the market, and any potential impact on investors and competition.
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