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UNITED STATES Page 1 of 60 NP 1 d29674.htm NP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM NP ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT

How to fill out form n-px - annual

How to fill out form n-px - annual:

1. Obtain the form: The form n-px - annual can be found on the website of the Securities and Exchange Commission (SEC) or requested from their office.
2. Fill in the basic information: Start by providing your name, address, and contact information. Ensure that all the details are accurate and up to date.
3. Provide details about the company: If you are an individual investor, fill in the details of the company whose securities you hold. Include the company's name, stock symbol, and other relevant information.
4. Report your securities holdings: In this section, list all the securities you hold in the company mentioned above. Include details like the number of shares, their class, and any options or derivatives associated with them.
5. Disclose ownership information: If you own more than 5% of the company's securities, or if you are a director, officer, or affiliated with the company, you will need to provide additional ownership information. This may include details about other individuals or entities related to your ownership.
6. Report your transactions: If you have conducted any transactions involving the company's securities during the reporting period, provide the necessary details such as the date, nature of the transaction, and the number of securities involved.
7. Attach relevant documents: If there are any supporting documents related to your ownership or transactions, ensure they are properly attached to the form n-px - annual. This may include statements from brokers or other financial institutions.

Who needs form n-px - annual?

1. Institutional investors: Investment firms, mutual funds, or pension funds that hold securities in publicly traded companies are required to file form n-px - annual to disclose their holdings and transactions.
2. Individual investors: If you own a significant number of shares in a company or have engaged in certain transactions, you may need to file form n-px - annual to comply with SEC regulations.
3. Company insiders: Directors, officers, and other individuals affiliated with a publicly traded company may be required to file form n-px - annual to disclose their ownership and transactions in the company's securities.

It is important to note that the specific requirements for filing form n-px - annual may vary based on individual circumstances and the applicable regulations. It is advisable to consult with a legal or financial professional for accurate guidance and compliance.

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