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Name: Fillable Online Proposed Rule Change to the Clearly Erroneous Execution Rule for BATS Y-Exchange, Inc. Fax Email Print - pdfFiller
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This document outlines a proposal from BATS Y-Exchange, Inc. to extend a pilot program related to the rule on Clearly Erroneous Executions and to remove certain references to individual stock trading

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How to fill out sr-byx-2013-033

How to fill out SR-BYX-2013-033

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Obtain the SR-BYX-2013-033 form from the appropriate regulatory authority's website or office.

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Fill in your personal details in the designated sections, including your name, address, and contact information.

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Provide any required financial information as specified in the form.

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What is SR-BYX-2013-033?

SR-BYX-2013-033 is a regulatory filing or rule change proposed by the BYX Exchange, commonly related to changes in trading practices or operational procedures.

Who is required to file SR-BYX-2013-033?

Typically, members of the BYX Exchange, including broker-dealers and market participants impacted by the rule change, are required to file SR-BYX-2013-033.

How to fill out SR-BYX-2013-033?

Filling out SR-BYX-2013-033 involves providing specific information as outlined in the filing instructions, which may include details about the nature of the proposed change, impact assessment, and compliance measures.

What is the purpose of SR-BYX-2013-033?

The purpose of SR-BYX-2013-033 is to inform the SEC and market participants about proposed changes that may affect trading operations, market structure, or regulatory compliance.

What information must be reported on SR-BYX-2013-033?

Reported information on SR-BYX-2013-033 typically includes a description of the proposed rule changes, rationale for the changes, expected impact on the market, and any necessary compliance details.

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