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This document outlines BATS Exchange's proposed rule change to modify its Short Term Options Series Program, allowing for changes in expiration frequencies, strike price intervals, and eligible classes.
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Who needs SR-BATS-2013-006?
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Individuals or organizations seeking to participate in the SR-BATS program.
02
Entities requiring regulatory approval related to trading activities.
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Professionals in the financial sector needing to comply with legal obligations.
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What is SR-BATS-2013-006?
SR-BATS-2013-006 is a filing requirement established by the BATS Exchange that mandates certain reporting for specific trades and transactions conducted on its platform.
Who is required to file SR-BATS-2013-006?
Members of the BATS Exchange who engage in trading activities that fall under the specified reporting criteria are required to file SR-BATS-2013-006.
How to fill out SR-BATS-2013-006?
To fill out SR-BATS-2013-006, individuals must provide detailed information regarding their trading activities as specified in the form, ensuring all required fields are accurately completed and submitted to the appropriate regulatory body.
What is the purpose of SR-BATS-2013-006?
The purpose of SR-BATS-2013-006 is to enhance transparency and regulatory oversight of trading activities on the BATS Exchange by collecting detailed trade information.
What information must be reported on SR-BATS-2013-006?
Information that must be reported on SR-BATS-2013-006 includes details of the transactions such as date, time, price, quantity, and identification of the parties involved in the trading activities.
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