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SUNLIT MILK LIMITED SECURITIES TRADING POLICY AND GUIDELINES December 2014-Page 1 of 11 This policy (Policy) was approved by the Board of Directors (Board) of Sunlit Milk Limited (Company) on 11 July

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How to fill out securities trading policy and

How to fill out a securities trading policy:

01

Start by gathering all the necessary information and documents. This may include personal information, employment details, and any relevant financial records.

02

Read and understand the company's securities trading policy. Familiarize yourself with the rules and regulations outlined in the policy to ensure compliance.

03

Determine if you are required to disclose any conflicts of interest. If you have any direct or indirect relationships with companies or securities that could potentially impact your trading decisions, it is important to disclose them.

04

Identify any trading restrictions or blackout periods. Some companies may restrict trading during certain times, such as before the release of financial results or significant company announcements. Make sure to abide by these restrictions.

05

Complete the required forms or documents provided by your employer. These forms typically ask for detailed information about your trading activities, including the securities you are trading, the dates of the transactions, and the purpose of the trades.

06

Review and double-check all the information you have provided. Ensure that there are no errors or omissions that could potentially violate the securities trading policy.

07

Submit the completed forms or documents to the appropriate department or individual within your organization. Follow any specific instructions provided by your employer for submitting the paperwork.

Who needs a securities trading policy:

01

Employees of companies engaged in securities trading activities. This can include individuals working in finance, investment, or other related roles.

02

Executives and board members of publicly traded companies. These individuals have access to material non-public information and are subject to strict regulations.

03

Independent contractors or consultants who have access to confidential or sensitive information about a company's securities.

Please note that the specific requirements for a securities trading policy may vary depending on the jurisdiction and industry. It is always important to consult with legal and compliance professionals for guidance tailored to your situation.

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What is securities trading policy and?

A securities trading policy is a set of rules and guidelines that govern the buying and selling of securities by individuals or organizations.

Who is required to file securities trading policy and?

Individuals or organizations who engage in securities trading are required to file a securities trading policy.

How to fill out securities trading policy and?

To fill out a securities trading policy, one must provide information about their trading activities, restrictions, and compliance procedures.

What is the purpose of securities trading policy and?

The purpose of a securities trading policy is to ensure transparency, compliance with regulations, and to prevent insider trading.

What information must be reported on securities trading policy and?

Information such as trading activities, compliance procedures, and any restrictions on trading must be reported on a securities trading policy.

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