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A proposed rule change to amend the By-Laws of NASDAQ OMX PHLX, Inc. to establish a regulatory oversight committee and eliminate the audit and compensation committees.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing submitted to the U.S. Securities and Exchange Commission (SEC) by self-regulatory organizations (SROs) to propose changes to their rules and regulations.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and certain financial industry associations are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide details regarding the proposed rule changes, including the specific text of the rule, the purpose of the changes, and any impact on market participants.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed changes to SRO rules are formally submitted for review and approval by the SEC, thereby maintaining transparency and regulatory oversight.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change text, the reasoning behind the changes, the anticipated impact on the market and participants, and any relevant data supporting the proposal.
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