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This document is a filing by an institutional investment manager with the SEC, reporting holdings and associated information for the specified time period.
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How to fill out form 13f
How to fill out FORM 13F
01
Obtain the latest version of FORM 13F from the SEC website.
02
Identify your reporting threshold; ensure you manage investment discretion over $100 million in 13F securities.
03
Gather the necessary data, including the names of the securities, their value, and shares held.
04
Fill in the identifying information at the top of the form: your name, address, and the year-end date.
05
List each security with the corresponding number of shares and the total market value.
06
Prepare a summary page if you are reporting multiple securities, indicating the total value.
07
Review the completed form for accuracy and completeness.
08
File the form electronically through the SEC’s EDGAR system by the required deadline.
Who needs FORM 13F?
01
Institutional investment managers who manage over $100 million in specified securities.
02
Hedge funds and private equity firms with significant equity investments.
03
Portfolio managers that need to disclose their holdings to comply with SEC regulations.
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People Also Ask about
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
What triggers a 13F filing?
If your discretionary 13F securities exceed $100 million at any month-end, you must begin filing with the Q4 Form 13F of that same calendar year. You must continue filing at least through the third quarter of the following year, even if your qualifying assets dip below $100 million during that time.
What is Form 13F used for?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
Who is required to submit a 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F used for?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What are the requirements for Rule 13F-2?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
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What is FORM 13F?
FORM 13F is a quarterly report that institutional investment managers must file with the U.S. Securities and Exchange Commission (SEC), disclosing their equity holdings.
Who is required to file FORM 13F?
Institutional investment managers with investment discretion over $100 million or more in qualifying securities are required to file FORM 13F.
How to fill out FORM 13F?
To fill out FORM 13F, managers must report the names of the securities held, the number of shares owned, and the market value of those securities as of the end of the reporting period.
What is the purpose of FORM 13F?
The purpose of FORM 13F is to provide transparency in the holdings of large institutional investors, allowing regulators and the public to monitor investment trends and strategies.
What information must be reported on FORM 13F?
FORM 13F must report the names of securities, their respective CUSIP numbers, the number of shares held, and the aggregate market value of those securities.
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