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204 Corporate Drive East Langhorne, PA 19047 www.viacompinc.com Tel: (215×5045700 Tel: (800×3341357 Fax: (215×5794303 BROKERAGE AGREEMENT THIS AGREEMENT, made and entered into this day of, 2 by

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How to fill out brokerage agreement this agreement

To fill out a brokerage agreement, follow these steps:

01

Begin by carefully reviewing the terms and conditions of the agreement. Make sure you understand all the provisions and obligations set forth.

02

Provide your personal information, including your name, contact details, and any relevant identification numbers required by the brokerage firm.

03

Specify the type of brokerage account you are opening, such as a cash account or margin account.

04

State your investment objectives and risk tolerance. This will help the brokerage firm provide suitable investment recommendations for you.

05

Indicate the services you require from the broker, such as buying or selling securities, managing your investment portfolio, or providing research and analysis.

06

Determine the duration of the agreement. It can be either open-ended or set for a specific period of time.

07

Specify the commission or fee structure agreed upon between you and the brokerage firm. This may include transaction fees, management fees, or other charges.

08

Include any additional terms or conditions that you deem necessary, such as specific investment restrictions or limitations.

09

Sign and date the agreement, and ensure that all required parties, such as a representative from the brokerage firm, also sign it.

10

Keep a copy of the agreement for your records.

Anyone who wishes to engage the services of a brokerage firm or open a brokerage account will need a brokerage agreement. This includes individual investors, traders, businesses, or any entity looking to trade or invest in financial securities. It serves as a legally binding contract that outlines the rights and responsibilities of both the investor and the brokerage firm.

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What is brokerage agreement this agreement?

The brokerage agreement is a contract between a broker and a client that outlines the terms and conditions of their relationship.

Who is required to file brokerage agreement this agreement?

Both the broker and the client are required to file the brokerage agreement.

How to fill out brokerage agreement this agreement?

The brokerage agreement can be filled out by both parties, with each party providing their relevant information and signing the document.

What is the purpose of brokerage agreement this agreement?

The purpose of the brokerage agreement is to establish the rights and obligations of both the broker and the client in their business relationship.

What information must be reported on brokerage agreement this agreement?

The brokerage agreement must include details such as the services to be provided, the compensation to be paid, and any terms and conditions governing the relationship.

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