Get the free SEC Form 4 dated 30 September 2009 - Gene Washington

FORM 4 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction

How to fill out sec form 4 dated

1. To fill out SEC Form 4 dated, start by understanding its purpose and who needs to file it.
2. SEC Form 4 dated is required to be filled out by individuals who are considered insiders or affiliated with a publicly traded company. This includes officers, directors, and beneficial owners of more than 10% of the company's voting securities.
3. The form is used to report any changes in ownership or transactions involving the company's securities. This includes purchases, sales, gifts, and other transfers.
4. To begin filling out the form, gather all the necessary information including your personal details, the company's information, and the details of the transaction or ownership change.
5. Start by providing your name, title, and the company's name and address.
6. Next, indicate the type of transaction you are reporting, such as an acquisition or disposition of securities.
7. Provide the date of the transaction, the amount and nature of the securities involved, and the price at which the transaction occurred.
8. If the transaction is a derivative security (such as stock options or warrants), provide additional information such as the expiration date and exercise price.
9. Indicate whether the transaction was executed directly or indirectly, and whether it was executed on an open market or through a broker.
10. If the transaction was a gift or other type of transfer, provide the relationship to the person from whom you received the securities.
11. Finally, sign and date the form to certify its accuracy and completeness.
12. Remember to file the completed form within the specified timeline as required by the Securities and Exchange Commission (SEC) regulations.
13. Keeping accurate and up-to-date records of your transactions and filing SEC Form 4 dated appropriately is crucial to ensure compliance with securities laws and regulations.
14. For further guidance and specific instructions on filling out SEC Form 4 dated, refer to the official instructions provided by the SEC or consult with a qualified securities attorney or compliance professional.

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What is sec form 4 dated?

SEC Form 4 is a required form that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in beneficial ownership of securities. It is not related to a specific date.

Who is required to file sec form 4 dated?

Any director, officer, or beneficial owner of more than 10% of a registered class of equity securities is required to file SEC Form 4 to report their transactions involving the company's securities.

How to fill out sec form 4 dated?

SEC Form 4 must be filled out electronically using the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Detailed instructions on how to complete the form can be found on the SEC's website.

What is the purpose of sec form 4 dated?

The purpose of SEC Form 4 is to provide transparency and accountability regarding the ownership and trading activities of corporate insiders. It helps investors and the public to monitor potential conflicts of interest and insider trading.

What information must be reported on sec form 4 dated?

SEC Form 4 requires the reporting of information such as the name and address of the reporting person, the company's name and ticker symbol, the type of transaction, the date of transaction, and the securities involved.