Get the free SEC Form 4 dated 22 May 2007 - Larry T. Davis

This document is a filing with the SEC detailing changes in the beneficial ownership of securities by a reporting person, in compliance with Section 16 of the Securities Exchange Act of 1934.

How to fill out sec form 4 dated

How to Fill out SEC Form 4 Dated:

1. Begin by obtaining the correct form: SEC Form 4 (Statement of Changes in Beneficial Ownership of Securities). This form is used by directors, officers, and beneficial owners of more than 10% of a registered class of a company's equity securities to report any changes in their ownership.
2. Provide the necessary identification details: Fill in your name, address, and business phone number. If you are submitting the form on behalf of an entity, provide the entity's name and address as well.
3. Specify the issuer and the class of securities: Identify the name of the company whose securities you are reporting, along with the class of securities in which the changes occurred (e.g., common stock, preferred stock).
4. Indicate the transaction details: Provide a detailed description of the transaction or event that triggered the reporting requirement. This may include acquisitions, dispositions, gifts, or transfers of securities. Include the date of the transaction and the number of securities involved.
5. Report the nature of ownership: Specify whether the reported transaction(s) impacted your direct ownership, indirect ownership, or both. This will depend on your relationship to the securities, such as being a beneficial owner, officer, or director.
6. Calculate ownership before and after the transaction: Determine the number and percentage of securities owned before and after the reported transaction(s). This helps to establish the change in your ownership position.
7. Submit the form within the required timeframe: SEC Form 4 must be filed electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system within two business days following the date of the transaction triggering the reporting requirement.

Who Needs SEC Form 4 Dated:

1. Directors: Any director of a company who has made changes in their ownership of a registered class of equity securities needs to fill out SEC Form 4 dated.
2. Officers: Officers of a company, including CEOs, CFOs, and other executives, are also required to complete SEC Form 4 dated when they acquire or dispose of securities of the company they represent.
3. Beneficial Owners: Individuals or entities who beneficially own more than 10% of a registered class of equity securities of a company are obligated to file SEC Form 4 dated when any changes in their ownership occur.

Note: It is important to consult with legal or compliance professionals to ensure accurate and timely completion of SEC Form 4 dated, as the requirements and regulations may vary.

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What is sec form 4 dated?

Sec form 4 dated refers to the Securities and Exchange Commission (SEC) Form 4 that contains information about insider trading activity.

Who is required to file sec form 4 dated?

Company insiders such as directors, officers, and beneficial owners of more than 10% of a class of the company's equity securities are required to file sec form 4 dated.

How to fill out sec form 4 dated?

Sec form 4 can be filled out by providing the necessary information about the insider's transactions, including the date, nature, and size of the transaction, as well as the ownership before and after the transaction.

What is the purpose of sec form 4 dated?

The purpose of sec form 4 dated is to provide transparency and disclosure of insider trading activities in order to protect investors and maintain the integrity of the market.

What information must be reported on sec form 4 dated?

Sec form 4 dated requires reporting of information such as the insider's name, relationship with the company, details of the transactions, and any changes in ownership.