Get the free SEC Form 4 dated 16 January 2007 - Jerome I. Feldman

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Check this box if no longer subject to Section

How to fill out sec form 4 dated

How to Fill Out SEC Form 4 Dated:

1. Begin by obtaining a copy of SEC Form 4 Dated. This form can be downloaded from the official website of the U.S. Securities and Exchange Commission (SEC) or obtained from your company's legal department.
2. Familiarize yourself with the instructions provided on the form. These instructions will guide you through each section and requirement for filling out the form accurately.
3. Start by providing your personal information in Section 1 of the form, including your name, title, and address. If you are filing as an insider, also include your relationship with the company.
4. In Section 2, indicate the name of the company for which you are filing the form. Provide the trading symbol or CUSIP number if applicable.
5. Proceed to Section 3 and disclose the type of transaction you are reporting. This may include the purchase or sale of securities, gifts, or acquisitions or dispositions due to mergers or tender offers. Be sure to include the date of the transaction and the number of securities involved.
6. Use Section 4 to provide additional details about the transaction, such as the nature of ownership (direct or indirect) and any agreements or arrangements related to the reported transaction.
7. In Section 5, report any changes in ownership resulting from the transaction. This may include additions, disposals, or changes in beneficial ownership.
8. If applicable, complete Section 6 to disclose any derivative securities transactions related to the reported transaction.
9. Finally, review the completed form for accuracy and sign and date it in Section 7. Keep a copy of the form for your records.

Who Needs SEC Form 4 Dated:

1. Corporate Insiders: SEC Form 4 Dated is primarily used by corporate officers, directors, and shareholders who own more than 10% of a class of the company's equity securities. These individuals are considered insiders and are required by the SEC to report their transactions to ensure transparency and prevent insider trading.
2. Reporting Companies: SEC registered companies must also file SEC Form 4 Dated on behalf of their insiders whenever a reportable transaction occurs. This ensures that both the insiders and the company itself comply with the disclosure obligations set forth by the SEC.
3. Investors and the Public: The information disclosed on SEC Form 4 Dated provides valuable insights into the buying and selling activities of corporate insiders. Investors and the general public can access this information through the SEC's EDGAR database, enabling them to make more informed decisions regarding their investments.

For pdfFiller’s FAQs

What is sec form 4 dated?

SEC Form 4 is a form filed with the U.S. Securities and Exchange Commission (SEC) to report transactions in a company's securities by directors, officers, and beneficial owners.

Who is required to file sec form 4 dated?

Directors, officers, and beneficial owners of a company are required to file SEC Form 4 when they engage in transactions involving the company's securities.

How to fill out sec form 4 dated?

To fill out SEC Form 4, individuals need to provide information about the transaction details, the person filing the form, and the beneficial ownership of securities. The form must be submitted electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of sec form 4 dated?

The purpose of SEC Form 4 is to ensure transparency and accountability in the securities market by requiring insiders of a company to disclose their transactions, preventing insider trading and providing investors with information regarding such transactions.

What information must be reported on sec form 4 dated?

SEC Form 4 requires the reporting of transaction details, such as the date, type, and nature of the transaction, as well as information about the person filing the form and the beneficial ownership of securities.

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