Get the free SEC Form 4 dated April 09, 2007 - GP Strategies Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0287 Expires: January 31, 2005, Estimated

How to fill out sec form 4 dated

How to fill out sec form 4 dated:

1. Start by downloading the SEC Form 4 from the official Securities and Exchange Commission website.
2. Begin by providing your personal information such as your full name, address, phone number, and email address in the designated section of the form.
3. Indicate your role within the company or organization for which you are filing the form. This could be a director, officer, or ten percent beneficial owner.
4. Next, disclose the date of the transaction or event that triggers the filing of SEC Form 4. This could be the date of acquiring or disposing of securities or the date of a significant change in ownership.
5. Report the nature of the transaction or event that prompted the filing of the form. This includes the type of security involved, such as common stock, options, or restricted stock units.
6. Provide details about the total number of securities involved in the transaction or event. Include the number of securities acquired or disposed of, along with the price per share.
7. If applicable, disclose any transactions made on a derivative securities basis. This could include options, warrants, convertible securities, or other derivative instruments.
8. Additionally, include any footnotes or explanations required to ensure full and accurate disclosure of the transaction or event.
9. Sign and date the form to certify that the information provided is true, complete, and accurate to the best of your knowledge.

Who needs sec form 4 dated:

1. Directors and officers of a publicly traded company are required to file SEC Form 4 when they buy or sell company securities.
2. Certain individuals or entities that hold more than ten percent of the company's equity are also obligated to file SEC Form 4 when they acquire or dispose of company securities.
3. Anyone who is considered an insider or an affiliate as defined by the SEC may need to file SEC Form 4 in accordance with specific rules and regulations.

For pdfFiller’s FAQs

What is sec form 4 dated?

SEC Form 4 dated refers to the Securities and Exchange Commission (SEC) form that is used to report the acquisition, disposition, or change in ownership of securities by directors, officers, and beneficial owners of more than 10% of a publicly-traded company's equity securities.

Who is required to file sec form 4 dated?

Directors, officers, and beneficial owners of more than 10% of a publicly-traded company's equity securities are required to file SEC Form 4 dated whenever they acquire, dispose, or experience a change in ownership of securities.

How to fill out sec form 4 dated?

To fill out SEC Form 4 dated, the filer must provide information about their identity, the company's name and ticker symbol, the type of transaction, the date of the transaction, the nature of ownership, and the number of securities involved. Additionally, they must disclose any footnotes or explanations related to the transaction.

What is the purpose of sec form 4 dated?

The purpose of SEC Form 4 dated is to ensure transparency and public disclosure of transactions involving the acquisition, disposition, or change in ownership of securities by insiders of publicly-traded companies. It helps in preventing insider trading and provides investors with important information about changes in ownership that may influence the company's stock price.

What information must be reported on sec form 4 dated?

SEC Form 4 dated requires the reporting of information such as the filer's name, title or relationship with the company, the company's name and ticker symbol, the type of transaction (acquisition, disposition, or change in ownership), the date of the transaction, the nature of ownership (direct or indirect), and the number of securities involved. Additionally, any footnotes or explanations related to the transaction must be provided.

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