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This document is a filing by IDS Certificate Company regarding the registration of securities under Rule 24f-2 for the fiscal year ended December 31, 1993.
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How to fill out form 24f-2nt
How to fill out FORM 24F-2NT
01
Obtain FORM 24F-2NT from the relevant authority's website or office.
02
Fill in the identification details such as your name, address, and contact information.
03
Provide the required information about the financial year for which you are filing.
04
Include the total number of securities issued during the financial year.
05
Indicate any relevant exemptions or special circumstances applicable to your filing.
06
Review the completed form for accuracy and completeness.
07
Sign and date the form as required.
08
Submit the completed form either online or by mail, as per the instructions provided.
Who needs FORM 24F-2NT?
01
Companies and organizations that have issued securities during a financial year.
02
Entities that need to report their securities transactions for regulatory compliance.
03
Individuals or businesses seeking to verify their compliance with securities laws.
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People Also Ask about
What is the SEC rule 24F 2?
SEC Form 24F-2 is an annual filing with the SEC for open-end management companies to report securities sold and calculate the registration fees they owe.
What is SEC form s 4 used for?
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
What is the SEC rule for record retention?
Customer records and account information must be retained for at least six years, while trade confirmations, order tickets, and communications typically require a minimum retention period of three years. Financial records such as general ledgers and balance sheets must also be kept for a minimum of six years.
What is a 24F-2 filing?
SEC Form 24F-2 is a filing that must be submitted annually by open-end management companies in order to collect the requisite fees owed by them to the Securities and Exchange Commission (SEC). The form is also required for face-amount certificate companies and unit investment trusts (UITs).
What is Section 24 of the Securities Act?
Section 24 of the Securities Act of 1933 provides for fines not to exceed $10,000 and a prison term not to exceed five years, or both, for willful violations of any provisions of the act.
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What is FORM 24F-2NT?
FORM 24F-2NT is a notification form used by investment companies to report the amount of net sales of its securities for the fiscal year.
Who is required to file FORM 24F-2NT?
Investment companies that have registered under the Investment Company Act of 1940 and are selling their securities must file FORM 24F-2NT.
How to fill out FORM 24F-2NT?
FORM 24F-2NT requires the filer to provide specific information including the fiscal year-end, total amount of securities sold, and the number of shares sold, ensuring all calculations and details are precise.
What is the purpose of FORM 24F-2NT?
The purpose of FORM 24F-2NT is to allow the Securities and Exchange Commission (SEC) to track and monitor the sales of securities by investment companies, ensuring compliance with regulations.
What information must be reported on FORM 24F-2NT?
FORM 24F-2NT must report the total value of securities sold in the fiscal year, the fiscal year-end date, and any applicable shares sold by the investment company.
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