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This document is a correspondence filed with the SEC by FTI Consulting, Inc., requesting the acceleration of the effectiveness of their Registration Statement on Form S-4.
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What is FORM CORRESP?
FORM CORRESP is a regulatory form required by the SEC that broker-dealers must file to report correspondence with clients, typically related to investment advice and recommendations.
Who is required to file FORM CORRESP?
Broker-dealers registered with the SEC are required to file FORM CORRESP.
How to fill out FORM CORRESP?
FORM CORRESP should be filled out by providing detailed information regarding the correspondence with clients, including the date, subject matter, and type of communication.
What is the purpose of FORM CORRESP?
The purpose of FORM CORRESP is to ensure that broker-dealers remain compliant with regulations and maintain proper communication records with their clients.
What information must be reported on FORM CORRESP?
FORM CORRESP must report the date of correspondence, names of parties involved, type of correspondence, and the subject of the communication.
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