Get the free FORM 10-Q

This document is a quarterly financial report filed by Swift Energy Operating Partners 1992-C LTD, detailing financial performance for the quarter ended June 30, 1997, including balance sheets, statements

How to fill out form 10-q

How to fill out FORM 10-Q

1. Begin by gathering the required financial statements, including balance sheets and income statements.
2. Fill out the cover page with the company name, stock ticker, and other identifying information.
3. Provide a summary of financial results for the quarter in the Management Discussion and Analysis (MD&A) section.
4. Include any material events or changes in the company’s financial condition that occurred during the reporting period.
5. Prepare and attach financial statement footnotes that explain the accounting policies and provide additional detail.
6. Complete the risk factors section, discussing any new risks that have arisen.
7. Review the document for compliance with SEC regulations and ensure all required sections are complete.
8. Submit the completed FORM 10-Q electronically via the SEC's EDGAR (Electronic Data Gathering, Analysis, and Retrieval) system.

Who needs FORM 10-Q?

1. Public companies that are required to file quarterly reports with the SEC.
2. Investors looking for timely updates on a company’s financial health.
3. Analysts and researchers assessing a company's performance and trends over time.
4. Regulatory agencies monitoring corporate compliance and disclosures.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report that publicly traded companies in the United States are required to file with the Securities and Exchange Commission (SEC) to disclose their financial performance and significant events.

Who is required to file FORM 10-Q?

Publicly traded companies that are registered with the SEC must file FORM 10-Q. This includes large accelerated filers, accelerated filers, and non-accelerated filers.

How to fill out FORM 10-Q?

To fill out FORM 10-Q, companies need to complete the prescribed sections including management's discussion and analysis (MD&A), financial statements, and any required disclosures. They must ensure compliance with SEC regulations before submission.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide ongoing disclosure to investors about a company's financial performance and any material changes since the last form was filed, thus promoting transparency and accountability.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements, management's discussion and analysis, disclosures about market risk, any legal proceedings, unregistered sales of equity securities, and other miscellaneous disclosures as required by the SEC.