Get the free FORM 13F-NT
Show details
This document is a notice report filed by institutional managers to inform about their holdings and to comply with SEC regulations. It includes information such as filing dates, reporting manager
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 13f-nt
Edit your form 13f-nt form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 13f-nt form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form 13f-nt online
Use the instructions below to start using our professional PDF editor:
1
Register the account. Begin by clicking Start Free Trial and create a profile if you are a new user.
2
Prepare a file. Use the Add New button to start a new project. Then, using your device, upload your file to the system by importing it from internal mail, the cloud, or adding its URL.
3
Edit form 13f-nt. Add and replace text, insert new objects, rearrange pages, add watermarks and page numbers, and more. Click Done when you are finished editing and go to the Documents tab to merge, split, lock or unlock the file.
4
Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.
pdfFiller makes dealing with documents a breeze. Create an account to find out!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 13f-nt
How to fill out FORM 13F-NT
01
Obtain FORM 13F-NT from the SEC website.
02
Fill out your contact information in the top section.
03
Include the name of the reporting manager providing the information.
04
List the ownership details in the designated sections, including each security held.
05
Provide the relevant quarter ending date.
06
Sign and date the form.
07
Submit the completed form electronically via the SEC's EDGAR system.
Who needs FORM 13F-NT?
01
Investment managers with assets under management of $100 million or more that must report their securities holdings.
Fill
form
: Try Risk Free
People Also Ask about
Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is FORM 13F-NT?
FORM 13F-NT is a regulatory filing required by the U.S. Securities and Exchange Commission (SEC) for institutional investment managers who manage more than $100 million in qualifying assets. It is specifically used to report the holdings of certain securities as of the end of a reporting period.
Who is required to file FORM 13F-NT?
Institutional investment managers with investment discretion over $100 million in Section 13(f) securities are required to file FORM 13F-NT. This includes entities like investment advisors, banks, and insurance companies that meet this threshold.
How to fill out FORM 13F-NT?
To fill out FORM 13F-NT, institutional investment managers must provide details including their name, the name of the reporting manager, and the signature of an authorized person. They must then list the securities held, along with their current market values and other required data fields specified in the form.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to ensure transparency in the holdings of institutional investment managers. This filing allows the SEC and the public to monitor large investment positions in publicly traded securities and helps promote market integrity.
What information must be reported on FORM 13F-NT?
FORM 13F-NT requires reporting of information such as the name of the issuer, class of securities, and the value of shares held. It also includes the number of shares owned, the CUSIP number, and any other relevant details necessary for regulatory compliance.
Fill out your form 13f-nt online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 13f-Nt is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
