Get the free FORM 13F-HR
Show details
This document is a filing report detailing the holdings of institutional investment managers as of a specific date. It includes information on the entities managed, their holdings, and associated
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 13f-hr
Edit your form 13f-hr form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 13f-hr form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form 13f-hr online
Follow the steps below to use a professional PDF editor:
1
Log in to account. Click Start Free Trial and register a profile if you don't have one.
2
Prepare a file. Use the Add New button to start a new project. Then, using your device, upload your file to the system by importing it from internal mail, the cloud, or adding its URL.
3
Edit form 13f-hr. Add and change text, add new objects, move pages, add watermarks and page numbers, and more. Then click Done when you're done editing and go to the Documents tab to merge or split the file. If you want to lock or unlock the file, click the lock or unlock button.
4
Get your file. Select the name of your file in the docs list and choose your preferred exporting method. You can download it as a PDF, save it in another format, send it by email, or transfer it to the cloud.
With pdfFiller, it's always easy to work with documents.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 13f-hr
How to fill out FORM 13F-HR
01
Download the FORM 13F-HR from the SEC's website.
02
Fill out the identification section with your name, address, and contact information.
03
Include the date of the report and the reporting period.
04
List all institutional investment managers that are required to file Form 13F.
05
Enter the securities holdings using the specified format, including the title of the security, the CUSIP number, the number of shares, and the value of the security.
06
Sign and date the form certifying that the information is accurate.
07
Submit the completed FORM 13F-HR electronically through the SEC's EDGAR system.
Who needs FORM 13F-HR?
01
Institutional investment managers with $100 million or more in assets under management.
02
Hedge funds and other investment firms that manage large portfolios of securities.
03
Pension funds and mutual funds that meet the asset threshold.
Fill
form
: Try Risk Free
People Also Ask about
What is the 13F HR form?
13F-HR is the 13F Holdings Report and is used when all of your applicable securities are on the report. The 13F-HR can also be the 13F Combination Report which is used when some of your applicable securities are on the report and some are on someone else's report.
What is the rule 13F?
Rule 13f-1(a) provides that every Manager which exercises investment discretion with respect to accounts holding Section 13(f) securities, as defined in rule 13f-1(c), having an aggregate fair market value on the last trading day of any month of any calendar year of at least $100,000,000 shall file a report on Form 13F
What is 13F ownership?
Generally speaking, Section 13(f) securities include those traded on an exchange like the Nasdaq, as well as “equity options and warrants, shares of closed-end investment companies, and certain convertible debt securities.” However, mutual funds are not considered Section 13(f) securities.
Are Form 13F filings public?
The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.
Do mutual funds have to file 13F?
The shares of open-end investment companies (i.e., mutual funds) are not Section 13(f) securities. Section 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly and is available for free on the SEC's website.
Do private funds have to file 13F?
Subject to certain exceptions, if your funds collectively owned in excess of $100 million of Section 13(f) securities as of the last day of any month during the 2024 calendar year, you're obligated to file a Form 13F for the quarter ended December 31, 2024, which filing will be due February 14, 2025.
Do private funds have to register?
Private funds are not required to be registered or regulated as investment companies under the federal securities laws. A private fund cannot publicly offer its securities.
Who is not required to file 13F?
Securities that are not on the Official List should not be reported on Form 13F. See, e.g., Rule 13f-1(c) under the Securities Exchange Act. For example, shares of open-end investment companies, i.e., mutual funds, are not included on the list and, therefore, should not be reported on Form 13F.
Is Form 13F public?
The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is FORM 13F-HR?
FORM 13F-HR is a quarterly report filed by institutional investment managers who manage over $100 million in securities. It provides detailed information about the institutional manager's holdings.
Who is required to file FORM 13F-HR?
Institutional investment managers with discretion over $100 million in securities are required to file FORM 13F-HR.
How to fill out FORM 13F-HR?
FORM 13F-HR must be filled out by entering the institutional manager's information, listing the securities held, and disclosing the values of those holdings as of the reporting date. Detailed instructions are provided by the SEC.
What is the purpose of FORM 13F-HR?
The purpose of FORM 13F-HR is to provide transparency into the holdings of large institutional investment managers to promote investor confidence and market integrity.
What information must be reported on FORM 13F-HR?
FORM 13F-HR requires reporting the name of the issuer, class of securities, the number of shares held, the value of the shares, and the voting authority over the securities.
Fill out your form 13f-hr online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 13f-Hr is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
