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This document is a filing by institutional investment manager James Morgan Rutman to report holdings as of June 30, 2002, including various securities and their values.
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How to fill out form 13f-hra
How to fill out FORM 13F-HR/A
01
Obtain a copy of FORM 13F-HR/A from the SEC website or your financial institution.
02
Fill out your name, address, and contact information in the appropriate fields.
03
State the reporting period for which you are submitting the form.
04
List the institutional investment manager's holdings, including the name of the issuer, title of class, CUSIP number, and the value of each holding.
05
Include the total value of all reported securities.
06
Sign and date the form to verify the information is accurate.
07
Submit the completed FORM 13F-HR/A to the SEC by the required deadline.
Who needs FORM 13F-HR/A?
01
Institutional investment managers who manage over $100 million in assets.
02
Investment advisers, hedge funds, and other private funds that fit the criteria.
03
Any entity that is required to report their holdings to inform regulators and the public.
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People Also Ask about
What does 13F stand for?
For these purposes, Section 13(f) securities generally include: Equity securities that trade on a national securities exchange, including Nasdaq. Certain equity options and warrants. Shares of closed-end investment companies. Shares of exchange-traded funds.
Who must file Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
Is Form 13F public?
The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.
What is a 13F in finance?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What is the deadline to file a Form 13F?
General Filing Deadlines Large Accelerated Filers Form 13F Due 45 days following the end of each fiscal quarter from institutional investment managers Form 13D Due 10 days after the acquisition of more than 5% beneficial ownership. Form 24F-2 Due 90 days following the end of the fiscal year by investment companies.34 more rows
What is 13F hr a?
13F-HR is the 13F Holdings Report and is used when all of your applicable securities are on the report. The 13F-HR can also be the 13F Combination Report which is used when some of your applicable securities are on the report and some are on someone else's report.
What does a 13F do?
As a Joint Fire Support Specialist, you'll gather intelligence and enemy target location to help the Army determine where and how to deploy artillery in mission-based situations.
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What is FORM 13F-HR/A?
FORM 13F-HR/A is a filing submitted to the U.S. Securities and Exchange Commission (SEC) by institutional investment managers to disclose their equity holdings. The 'A' indicates that it is an amendment to a prior 13F filing.
Who is required to file FORM 13F-HR/A?
Institutional investment managers who exercise investment discretion over $100 million or more in securities must file FORM 13F-HR/A to report their holdings.
How to fill out FORM 13F-HR/A?
To fill out FORM 13F-HR/A, an institutional investment manager must complete the required information sections, list the securities held, including their value and quantity, and submit the form electronically through the SEC's EDGAR system.
What is the purpose of FORM 13F-HR/A?
The purpose of FORM 13F-HR/A is to promote transparency in the financial markets by requiring institutional investors to disclose their securities holdings, which helps investors and analysts track ownership and investment strategies.
What information must be reported on FORM 13F-HR/A?
FORM 13F-HR/A must report the name of the institutional manager, the holdings of equity securities, the value of the holdings, number of shares held, and other relevant details required by the SEC.
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