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This document is a filing with the SEC under Section 16(a) of the Securities Exchange Act of 1934, detailing changes in beneficial ownership of securities by reporting owners.
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How to fill out FORM 4/A
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Obtain FORM 4/A from the relevant authority or download it from their official website.
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03
Fill in your personal information accurately, including your name, address, and contact details.
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Complete the sections of the form that pertain to the purpose of the submission.
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Who needs FORM 4/A?
01
Individuals or businesses applying for specific permits or licenses that require FORM 4/A.
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Professionals seeking compliance with regulatory standards in their industry.
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Anyone involved in processes that mandate the use of FORM 4/A according to governing laws.
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People Also Ask about
What is a Form 4 in Canada?
Introduction. A Provincial Court Financial Statement (Form 4) is a document that tells the judge about your income, expenses, assets, and debts. Family cases in the Early Resolution registries follow different procedures. See Early Resolution registries for more information.
What does Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is Form 4 used for?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Is Form 4 mandatory?
Form 4 is required to be filed within 30 days of any change in the constitution of the LLP, such as the appointment of a new partner, the resignation of a partner, or a change in the name, address, or designation of a partner. This form also needs to be filed if there is a change in the designated partner of the LLP.
What is the Form 4 for?
Form 4 - Application for Tax Paid Transfer and Registration of Firearm (ATF Form 5320.4) Application for tax paid transfer and registration of firearm used to request approval to transfer a National Firearms Act (NFA) firearm subject to transfer tax liability.
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What is FORM 4/A?
FORM 4/A is a regulatory document used by companies to disclose insider trading activities, including transactions conducted by corporate insiders or shareholders.
Who is required to file FORM 4/A?
Corporate insiders, including officers, directors, and large shareholders who own more than 10% of a company's shares, are required to file FORM 4/A.
How to fill out FORM 4/A?
To fill out FORM 4/A, individuals must provide details of the transactions, including the date of the transaction, the number of shares bought or sold, the type of transaction, and the price at which the shares were bought or sold.
What is the purpose of FORM 4/A?
The purpose of FORM 4/A is to provide transparency in the trading activities of corporate insiders, which helps to maintain investor confidence and ensure market integrity.
What information must be reported on FORM 4/A?
FORM 4/A must report information such as the insider's name, the relationship to the company, details of the shares bought or sold, and the date of the transaction.
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