
Get the free Form: 13F-HR, Filing Date: 11/14/2006
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SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2006-11-14 Period of Report: 2006-09-30 SEC Accession No. 0000919574-06-004482
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How to fill out form 13f-hr filing date

How to fill out form 13f-hr filing date?
01
First, gather all the necessary information for the form. This includes the name of the institutional investment manager, the SEC file number, and the date of the report.
02
Next, determine the filing date for form 13f-hr. This is generally 45 days after the end of the calendar quarter.
03
Access the EDGAR system on the SEC's website. This is the online platform where the form needs to be filed. Create an account if you don't have one already.
04
Once logged in, navigate to the "Form 13f" section and select the option to file a new form. Fill in the required fields with the information collected in step 1.
05
Proceed to enter the details of the securities held by the institutional investment manager. This includes the name of each security, the CUSIP number, the number of shares or principal amount, and the value of each security.
06
If there are any securities that have been omitted from a previous report but need to be reported now, make sure to include them using the appropriate field.
07
Double-check all the information entered to ensure accuracy. Mistakes or omissions can lead to penalties or delays in the filing process.
08
Once you are confident that all information is correct, submit the form. You will receive a confirmation of the filing, which should be retained for future reference.
Who needs form 13f-hr filing date?
01
Institutional investment managers with assets of at least $100 million are required to file form 13f with the SEC.
02
This includes a wide range of entities such as mutual funds, hedge funds, insurance companies, pension funds, and certain investment advisers.
03
Filing form 13f enables the SEC and the public to monitor and track the investment activities of these institutional investment managers, promoting transparency in the financial markets.
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