Get the free CATERPILLAR INC (Form: 4, Filing Date: 09/23/2008)

SECURITIES AND EXCHANGE COMMISSION FORM 4 Statement of changes in beneficial ownership of securities Filing Date: 2008-09-23 Period of Report: 2008-09-19 SEC Accession No. 0000018230-08-000330 (HTML

How to fill out caterpillar inc form 4

How to fill out Caterpillar Inc Form 4:

1. Start by downloading or obtaining a copy of the Caterpillar Inc Form 4. This form is typically available on the official website of Caterpillar Inc or through relevant regulatory bodies.
2. Familiarize yourself with the instructions and guidelines provided on the form. It is crucial to understand the requirements and specific details needed to accurately fill out the form.
3. Begin by providing personal information such as your full name, address, and contact details in the designated sections of the form.
4. Indicate your relationship to Caterpillar Inc. This could include whether you are an employee, officer, director, or a beneficial owner of securities. Provide any additional required information related to your role, if applicable.
5. Proceed to the transaction details section of the form. This includes information on the securities being acquired or disposed of, the date of the transaction, and the transaction price.
6. If the transaction involves any derivative securities, additional details may be required. Ensure you provide accurate information and any supporting documentation if necessary.
7. Complete any other sections or disclosures required by the form. This may include information on any pre-existing agreements, plans, or contracts related to the securities transaction.
8. Review the form thoroughly for any errors or missing information. It is crucial to ensure all sections are completed accurately and in compliance with the provided instructions.
9. Sign and date the form in the designated areas to certify its authenticity and completeness.
10. Once completed, make copies of the filled-out form for your records and submit the original form as instructed. This may involve filing the form electronically or mailing it to the appropriate regulatory body or Caterpillar Inc directly.

Who needs Caterpillar Inc Form 4?

1. Employees of Caterpillar Inc who engage in transactions involving company securities may be required to fill out Form 4. This includes officers, directors, and other insiders who have access to non-public information.
2. Beneficial owners of Caterpillar Inc securities who own 10% or more of a particular class of securities are also required to file Form 4. This ensures transparency and compliance with regulatory requirements.
3. Additionally, any individual or entity that engages in significant transactions such as acquisitions or dispositions of Caterpillar Inc securities may need to fill out Form 4. This helps track and report changes in ownership and potential insider trading.

Remember, it is important to consult legal or financial professionals for specific guidance and ensure compliance with relevant regulations when filling out Caterpillar Inc Form 4 or any other official forms.

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